Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Ruckman Merchant | 5296286 | 1 | 04/17/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Arthur White | 5232550 | 1 | 04/03/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Danny D Izquierdo | 4253185 | 1 | 01/25/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Francis Dupras | 6797231 | 1 | 01/22/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chantrell Denise Ingraham-Wells | 4196591 | 1 | 10/16/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chris Y Statz | 4737844 | 1 | 09/14/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Duray Timothy Taylor | 5013045 | 2 | 04/09/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeff James Johnson | 4544526 | 1 | 04/01/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jorge A Gonzalez | 5721239 | 2 | 03/25/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alex F Tanguay | 4410927 | 1 | 02/25/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |