Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Feaster Bernard Hampton | 6587023 | 1 | 02/02/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James S Fiallo | 6561869 | 1 | 01/14/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Justin Bradley Daniels | 7194066 | 3 | 12/22/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Erica Marie Taylor | 7671632 | 1 | 11/24/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Seth John Hedge | 6962063 | 1 | 11/20/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brett Ian Cassidy | 6790629 | 2 | 09/08/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Latisha Perrell Bennett | 4278228 | 2 | 08/09/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Samantha L Somers | 5477145 | 1 | 08/04/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason I Hollon | 5522381 | 2 | 07/08/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Edward Pierce | 6348147 | 1 | 07/06/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |