Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Lawrence Hurst | 6099984 | 1 | 10/31/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Efren Juver Mejia | 6836856 | 1 | 10/24/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cavon Edwin Cockrum | 6677091 | 1 | 09/14/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John William Coon | 5485775 | 1 | 07/31/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Darryl Deriemacker | 4128085 | 1 | 06/28/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chad Alan Petersen | 7110390 | 2 | 05/18/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Jonathan Ruiz | 5351235 | 1 | 05/04/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean Gyger | 5963383 | 1 | 04/25/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael J Harvey | 6622573 | 1 | 04/21/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Swinson Peacock | 6168043 | 1 | 03/22/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |