Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jesse Lillard | 6122103 | 1 | 03/11/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ian Alex Dubee | 5851749 | 2 | 12/01/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zachary Tyson Jones | 7332026 | 1 | 11/19/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Seth A Wensel | 6430935 | 1 | 11/15/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anjelica Brinkofski | 6790843 | 1 | 11/14/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Reece | 7032725 | 1 | 11/12/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marko Milosevic | 6636512 | 2 | 11/11/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Stuart Kirchner | 2438348 | 1 | 10/15/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zachary Victor Zeman | 6544863 | 1 | 06/29/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Maria G Bermejo Gutierrez | 6981303 | 1 | 06/18/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |