Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy S Bright | 5733304 | 9 | 05/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy S Bright | 5733304 | 9 | 05/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy S Bright | 5733304 | 9 | 05/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy S Bright | 5733304 | 9 | 05/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy S Bright | 5733304 | 9 | 05/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lee Ann Hart Keyser | 2588587 | 6 | 05/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lee Ann Hart Keyser | 2588587 | 6 | 05/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lee Ann Hart Keyser | 2588587 | 6 | 05/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lee Ann Hart Keyser | 2588587 | 6 | 05/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lashonda Latreece Brown-Johnson | 5014511 | 2 | 05/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |