Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laura Perez Nash | 6880030 | 6 | 07/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Curdy Saintvil | 4288993 | 1 | 06/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa S Scruggs | 6364734 | 2 | 06/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jamie D Zamani | 4891047 | 3 | 06/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gale A Simpson | 6980222 | 1 | 06/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Smyrno Vermeille | 6797400 | 1 | 06/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly Ferguson | 4056018 | 6 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly Ferguson | 4056018 | 6 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephan Amvame Ekekang | 6942686 | 10 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephan Amvame Ekekang | 6942686 | 10 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |