Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephan Amvame Ekekang | 6942686 | 10 | 08/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephan Amvame Ekekang | 6942686 | 10 | 08/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melacknesh Belay Igwe | 6853838 | 8 | 08/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gina Antonucci | 7093872 | 1 | 08/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Elias Lucero | 6410995 | 6 | 08/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Elias Lucero | 6410995 | 6 | 08/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tiffany Ann Nguyen | 6901688 | 1 | 07/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Davidson Henry | 4231831 | 1 | 07/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Ann Novy | 7060164 | 6 | 07/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Ann Egipciaco | 7670500 | 1 | 07/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |