Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle Hulse | 2725876 | 2 | 01/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Flor Estela Hernandez | 4932483 | 5 | 01/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Alan Boggan | 2414174 | 5 | 01/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Natalie Michelle Plaza | 6918335 | 1 | 01/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Flor Estela Hernandez | 4932483 | 5 | 01/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sheldon Shane Stephen | 5910494 | 6 | 01/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ricardo Lisojo | 6926739 | 2 | 01/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melacknesh Belay Igwe | 6853838 | 8 | 01/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adrienne Marie Doster | 6962154 | 1 | 12/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Susana Santa Cruz | 7050160 | 1 | 12/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |