Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anand Trilok Desai | 7191632 | 1 | 06/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melacknesh Belay Igwe | 6853838 | 8 | 06/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandi L Harrington | 7543842 | 3 | 05/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Glen Rush | 3092736 | 1 | 05/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Damali M Hall-McGuire | 6207397 | 1 | 05/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael A Joyce | 6482016 | 1 | 05/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Constante | 7003621 | 1 | 05/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Victor Ludlum | 6368316 | 3 | 05/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ahmed Husam Idlibi | 7520626 | 4 | 05/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert J Matos | 1737830 | 2 | 05/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |