Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Kohl | 7543719 | 1 | 08/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erin Joy van Haasteren | 6633543 | 1 | 08/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lucia Camillo Kendrick | 7211079 | 1 | 08/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dante Izrael Rodriguez | 6939169 | 2 | 08/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Miser | 2693021 | 2 | 08/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Javid Ehtibar Damir | 6718554 | 5 | 08/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Duffy Burns | 2067969 | 1 | 08/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Taylor | 5317396 | 3 | 08/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marcia Zecca Lisboa | 7489897 | 4 | 08/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicole C Chapple | 7434041 | 2 | 08/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |