Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chevron Patrice Green | 5345633 | 3 | 07/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chevron Patrice Green | 5345633 | 3 | 07/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristin M Morrison | 6310768 | 2 | 06/26/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sueanne Marie Walsh | 7581748 | 1 | 06/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric M Green | 6565131 | 5 | 06/22/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandra Louise Schuler | 7054140 | 1 | 06/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laderrious T Perry | 7454142 | 1 | 06/05/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anna M McCormick | 4135436 | 6 | 05/25/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Naromie Saint-Clair | 5544877 | 12 | 05/18/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Naromie Saint-Clair | 5544877 | 12 | 05/18/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |