Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ahmed Gamal Ahmed Issa | 7140873 | 2 | 01/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Corneilius Callahan | 2269404 | 6 | 01/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Courtney Brooke Merlino | 7420731 | 1 | 01/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Wynder | 7543823 | 4 | 01/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Anthony Fletcher | 5093642 | 1 | 01/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tamra N Bell | 4878190 | 1 | 12/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Crystal Deshotels Bergeron | 7291593 | 4 | 12/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bland Matthews | 6106215 | 2 | 12/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Ryan Moorman | 6344818 | 4 | 12/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Ryan Moorman | 6344818 | 4 | 12/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |