Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Vivas Caamano | 7479540 | 3 | 02/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Eric Ibarreta Villapando | 7775873 | 1 | 02/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Natasha Rufino da Silva | 7058465 | 6 | 02/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Lee Burrell | 7078998 | 3 | 02/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Wayne Williams | 5836091 | 1 | 02/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Antonio J Vargas | 6110235 | 2 | 02/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Antonio J Vargas | 6110235 | 2 | 02/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cecilia C Lyon | 7189833 | 6 | 02/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Vincent Grassia | 6783358 | 4 | 02/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle A Couture | 4484497 | 1 | 02/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |