Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel P Lariccia | 5973523 | 3 | 03/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ann Marie White | 4505180 | 2 | 03/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Natasha Rufino da Silva | 7058465 | 6 | 03/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Natasha Rufino da Silva | 7058465 | 6 | 03/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Kenyon | 6472344 | 1 | 03/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Oasis Viloria | 6870722 | 1 | 03/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melacknesh Belay Igwe | 6853838 | 8 | 03/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melacknesh Belay Igwe | 6853838 | 8 | 03/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesus Mendez | 7470232 | 1 | 03/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristian Dean Michael | 6310774 | 5 | 02/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |