Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laura Beth Momber | 5366890 | 15 | 04/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura Beth Momber | 5366890 | 15 | 04/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fatima G Munoz Huerta | 6480816 | 1 | 04/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eilier Teruel | 6831230 | 1 | 04/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erika L Hughes | 7642131 | 3 | 04/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Lott | 7140988 | 3 | 04/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Miguel Angel Talero | 7528447 | 6 | 04/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wigberto H Astacio | 6281319 | 1 | 04/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Lee Burrell | 7078998 | 3 | 04/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rikki Lisa Bowser | 6369010 | 2 | 04/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |