Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Megan Marie Stickell | 4850657 | 6 | 09/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Delacruz Pery | 7184128 | 2 | 09/19/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Delacruz Pery | 7184128 | 2 | 09/19/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eduardo Andrew Martinez | 5950799 | 4 | 08/29/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shane Michael Baker | 5802789 | 2 | 08/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eduardo Andrew Martinez | 5950799 | 4 | 08/22/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sheri Sue Green | 3016372 | 2 | 08/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Megan Marie Stickell | 4850657 | 6 | 07/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Megan Marie Stickell | 4850657 | 6 | 07/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chevron Patrice Green | 5345633 | 3 | 07/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |