Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew P Collins | 5813840 | 2 | 07/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Lamanna | 7265611 | 4 | 07/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nealson Wayne Adamson | 4513869 | 2 | 07/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos Garcia | 7273444 | 1 | 07/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Eric Pijuan | 6296186 | 8 | 07/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mardochee Dorvilien | 5426919 | 1 | 07/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melinda Hosier | 1017507 | 6 | 07/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Naromie Saint-Clair | 5544877 | 12 | 07/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Corneilius Callahan | 2269404 | 6 | 07/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Corneilius Callahan | 2269404 | 6 | 07/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |