Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Javid Ehtibar Damir | 6718554 | 5 | 02/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler Kyle Bennett | 7165822 | 1 | 02/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Poteet | 5691820 | 1 | 02/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melinda Hosier | 1017507 | 6 | 02/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tina A Sirignano | 4338988 | 6 | 02/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George William Haro | 6663082 | 6 | 02/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George William Haro | 6663082 | 6 | 02/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George William Haro | 6663082 | 6 | 02/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George William Haro | 6663082 | 6 | 02/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George William Haro | 6663082 | 6 | 02/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |