Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Magno Davila-Arias | 6557475 | 1 | 03/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason L Palmgren | 7656001 | 3 | 03/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristen Marlene Race | 7217953 | 2 | 03/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Peng | 7640469 | 2 | 03/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deandre Lamonte Cammarata | 7624122 | 2 | 03/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deandre Lamonte Cammarata | 7624122 | 2 | 03/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alisa Patton | 5238118 | 5 | 02/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alisa Patton | 5238118 | 5 | 02/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alisa Patton | 5238118 | 5 | 02/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Lyons | 7838162 | 1 | 02/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |