Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ebenezer Frank Noonoo | 7240807 | 1 | 06/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Miguel Angel Talero | 7528447 | 6 | 05/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Viviana A Caicedo | 6622702 | 1 | 05/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nigel Ellis Rouse | 7196571 | 2 | 05/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Lamanna | 7265611 | 4 | 05/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rikki Lisa Bowser | 6369010 | 2 | 05/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Wade Lapietra | 4374155 | 3 | 05/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fabian Alexis Aviles | 6709486 | 1 | 05/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Byron Dcharles Freeman | 5624716 | 1 | 05/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keri Metcalf Yarbrough | 5018264 | 3 | 05/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |