Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Damon Reyes | 7672090 | 2 | 08/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Damon Reyes | 7672090 | 2 | 08/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mikael Daniel Montalvo Ruiz | 7848538 | 1 | 08/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erika L Hughes | 7642131 | 3 | 08/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chungyanjoanne Lo | 6695547 | 6 | 08/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Thomas Brownlow | 7383196 | 1 | 08/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Danilo Rodrigues de Carvalho | 7461601 | 7 | 07/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Lamarr Jack | 6756684 | 8 | 07/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Lamarr Jack | 6756684 | 8 | 07/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Lamarr Jack | 6756684 | 8 | 07/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |