Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew P Collins | 5813840 | 2 | 02/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rebecca Davis Devereux | 3039020 | 5 | 01/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Javid Ehtibar Damir | 6718554 | 5 | 01/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Don Hardison | 5083497 | 3 | 01/27/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher James Bryan | 5405644 | 1 | 01/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandi L Harrington | 7543842 | 3 | 01/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tina A Sirignano | 4338988 | 6 | 01/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tina A Sirignano | 4338988 | 6 | 01/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremiah Ronald Laplante | 7240715 | 1 | 01/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Danilo Rodrigues de Carvalho | 7461601 | 7 | 01/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |