Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jorgie Miles Fis | 6158788 | 1 | 03/14/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Meredith K Lovelace | 4686627 | 2 | 03/14/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jamal Scott | 6043478 | 1 | 03/12/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Huesken | 6196183 | 2 | 03/11/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nestor Hsu | 7321052 | 3 | 03/04/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marq Corona | 7049750 | 1 | 03/01/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marina Shinsky | 6193765 | 2 | 02/22/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Felipe Julian Tagaban | 7253187 | 1 | 02/20/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maya Chantel Byrd | 7565508 | 4 | 02/09/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maya Chantel Byrd | 7565508 | 4 | 02/08/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |