Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Patton Yost | 7198261 | 1 | 06/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lance Lee Everett Stanchel-Skyler | 7606559 | 4 | 05/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brendan James Price | 4748662 | 1 | 05/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christine A Grillo | 1121162 | 1 | 05/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacqueline L Greenberg | 2756411 | 2 | 05/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacqueline L Greenberg | 2756411 | 2 | 05/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andres Moreno | 7463444 | 1 | 05/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melinda Hosier | 1017507 | 6 | 05/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melinda Hosier | 1017507 | 6 | 05/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melinda Hosier | 1017507 | 6 | 05/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |