Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Renee Basso | 4534636 | 2 | 07/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Renee Basso | 4534636 | 2 | 07/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Eric Pijuan | 6296186 | 8 | 07/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Walid Tolba Morsi | 7186626 | 9 | 07/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Armando Flores | 7086465 | 4 | 07/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jarred Palmquist | 7693072 | 4 | 07/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Armando Flores | 7086465 | 4 | 07/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Armando Flores | 7086465 | 4 | 07/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael James Labroski | 7232784 | 5 | 07/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tehran Stokes | 7199206 | 4 | 07/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |