Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Danilo Rodrigues de Carvalho | 7461601 | 7 | 09/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Danilo Rodrigues de Carvalho | 7461601 | 7 | 09/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher John Janyk | 6601281 | 1 | 09/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Vivas Caamano | 7479540 | 3 | 09/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denise Leone Kennedy | 2424722 | 1 | 09/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Carol Praeger | 3158452 | 3 | 09/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Carol Praeger | 3158452 | 3 | 09/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Eric Pijuan | 6296186 | 8 | 09/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Desze Travarus Adams | 7502960 | 2 | 09/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mihaela Luminita Dogaru | 4604388 | 1 | 08/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |