Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Lamarr Jack | 6756684 | 8 | 10/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Britton Hue Trimmer | 4184491 | 5 | 10/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rachel Minh Phuong Phan | 7415931 | 3 | 10/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marc Woodley Thebaud | 7705150 | 5 | 10/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric M Green | 6565131 | 5 | 09/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Ramirez | 7288822 | 2 | 09/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevonte Clay | 7639646 | 1 | 09/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jessica Lynn Jarvis | 6167675 | 1 | 09/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tehran Stokes | 7199206 | 4 | 09/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lataisha Shervon Mazumdar | 5765942 | 1 | 09/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |