Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric M Green | 6565131 | 4 | 09/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Antonieta S Sanchez | 4370559 | 3 | 09/22/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Antonieta S Sanchez | 4370559 | 3 | 09/22/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gabriela D Perdomo Fernandez | 6895785 | 3 | 09/16/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gabriela D Perdomo Fernandez | 6895785 | 3 | 09/16/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Landi | 7487065 | 5 | 09/16/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stacy Starl Jurich | 5358172 | 3 | 09/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jermaine Thomas | 6659701 | 3 | 09/12/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vanessa Perez | 4599992 | 5 | 09/03/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jared C Wix | 5993799 | 7 | 08/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |