Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Gregory Sullivan | 1246507 | 2 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Garand | 1833010 | 1 | 10/13/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan M Gelb | 1444391 | 3 | 09/11/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Winthrop Outtrim | 830045 | 2 | 01/31/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kirk W Thrush | 1164046 | 2 | 11/16/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald George Bell | 1769550 | 1 | 11/01/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jesse Joseph Herr | 4818189 | 1 | 10/15/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter van Kline | 716195 | 2 | 10/07/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Adams Weimar | 1200209 | 2 | 06/11/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Glenn Greisinger | 1056490 | 1 | 10/21/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |