Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gaines C Walker | 728023 | 4 | 09/17/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carla J Lang | 1007124 | 2 | 12/30/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Marshall White | 2128501 | 1 | 03/12/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jerry Charles McMullen | 1042082 | 7 | 01/22/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Dandridge Weyhe | 1026916 | 1 | 12/13/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Clarence Carlson | 1024633 | 9 | 04/21/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Richard Rollick | 1275360 | 2 | 04/01/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donovan Edward Davis | 723116 | 1 | 11/23/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Robert Cross | 1785567 | 2 | 08/01/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Russell Lowell Brown | 806158 | 2 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |