Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Joseph Debbs | 4757851 | 1 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Glenda Gail McConneghey | 724416 | 2 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher David Cammarata | 5382286 | 1 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michele Butera Rivera | 7119401 | 1 | 10/18/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fernando V de La Vega | 2025344 | 20 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janet Elizabeth Davis | 2814152 | 1 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stacey R Powers | 5076715 | 1 | 10/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Renee Frances Strudel | 2160096 | 1 | 10/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darrell Joe Sweeting | 6446765 | 2 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Adams | 6635531 | 1 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |