Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sasan Nikoomanesh | 5191461 | 1 | 10/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marilyn Anne Vandermark | 4221751 | 1 | 10/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Joseph Haller | 6779792 | 4 | 10/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Megan Marie Stickell | 4850657 | 6 | 10/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dawn R Burgher | 1767680 | 1 | 09/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marietta Eberle | 7496733 | 5 | 09/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Megan E Allen | 5702417 | 5 | 09/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marc D Porrazzo | 2446560 | 1 | 09/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathaniel Zabner | 6859556 | 1 | 09/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin James Pike | 4677340 | 1 | 09/23/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |