Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Renato Wilson | 7656027 | 2 | 11/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marietta Eberle | 7496733 | 5 | 11/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sonat Topuzoglu | 5054652 | 3 | 11/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stacey Baines Jones | 7005843 | 6 | 11/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Glenda Gail McConneghey | 724416 | 2 | 10/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Ann Maier | 6883217 | 1 | 10/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Thomas Marcum | 5432449 | 3 | 10/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Megan E Allen | 5702417 | 5 | 10/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anay Kumar Srivastava | 2403940 | 1 | 10/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janai C Rider | 3125045 | 1 | 10/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |