Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlos Eduardo Salazar Ramirez | 7092848 | 2 | 01/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Desze Travarus Adams | 7502960 | 2 | 01/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Calvin Phillips | 4203009 | 1 | 12/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terrence P Murphy | 2030522 | 1 | 12/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey J McKenna | 5122265 | 5 | 12/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tania R Banach | 6915066 | 3 | 12/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Ralph Bryant | 6638916 | 4 | 12/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ellington Allan Chun | 5505187 | 2 | 12/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Dennis Altieri | 1719342 | 3 | 12/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Edward Nabhan | 5687691 | 1 | 12/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |