Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aaron McCormick | 5842517 | 1 | 03/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Bradley Daniels | 7194066 | 3 | 03/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristy Ann Gonzalez | 2925607 | 2 | 03/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vehantre Brown | 6559812 | 2 | 03/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Oliner | 3147492 | 4 | 03/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Jimenez | 7010331 | 2 | 02/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leeann Sandberg | 6211877 | 5 | 02/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leeann Sandberg | 6211877 | 5 | 02/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leeann Sandberg | 6211877 | 5 | 02/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Osabilu Earl Uwidia | 5499505 | 1 | 02/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |