Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chris Pina | 4140087 | 2 | 03/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chris Pina | 4140087 | 2 | 03/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Hoffman | 4900510 | 4 | 03/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John J Kernan | 6421793 | 2 | 03/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan C Foster | 7036871 | 1 | 03/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy S Bright | 5733304 | 9 | 03/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kaimah Tina Bass | 6139651 | 1 | 03/14/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cameron Hall Lang | 6738674 | 1 | 03/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Bradley Daniels | 7194066 | 3 | 03/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marietta Eberle | 7496733 | 5 | 03/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |