Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Loubna Elhoumaidi | 6800474 | 1 | 04/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy S Bright | 5733304 | 9 | 04/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon James Barrett | 6511727 | 1 | 04/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Penelope Donnelly | 2729915 | 3 | 04/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Lawson | 5237555 | 3 | 04/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Alan Christiani | 6910318 | 6 | 04/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Valeriano Parayao | 4635765 | 3 | 03/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Valeriano Parayao | 4635765 | 3 | 03/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Oscar Villalva | 4767534 | 2 | 03/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicolas Ott | 7692932 | 3 | 03/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |