Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kristina Mikaela Vinal | 7037271 | 5 | 06/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrea Askins Hardy | 7021523 | 1 | 06/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dustin Duin | 6366255 | 2 | 06/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Edward Grenagle | 6801385 | 4 | 06/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristina Mikaela Vinal | 7037271 | 5 | 06/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristina Mikaela Vinal | 7037271 | 5 | 06/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristina Mikaela Vinal | 7037271 | 5 | 06/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jevon Evans | 6691739 | 2 | 06/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tiffany Renee Sanders | 7005829 | 2 | 06/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John J Kernan | 6421793 | 2 | 06/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |