Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Amengual | 6016575 | 2 | 10/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Hughes Zimmerman | 2007585 | 2 | 10/27/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ellington Allan Chun | 5505187 | 2 | 10/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Zimmer | 5906818 | 1 | 10/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Zilkowski | 1480780 | 4 | 10/14/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles D Boyd | 3227603 | 1 | 10/14/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Amengual | 6016575 | 2 | 10/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Clark Vaughn | 7007401 | 2 | 10/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clarence Xavier Young | 5221375 | 4 | 10/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Edward Grenagle | 6801385 | 4 | 10/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |