Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Zollo | 6987722 | 2 | 11/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy S Bright | 5733304 | 9 | 11/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Arquimedes Eustaquio | 6149600 | 1 | 11/03/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ahmed Husam Idlibi | 7520626 | 4 | 11/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Latoya Lavone Martin | 5134112 | 16 | 11/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Latoya Lavone Martin | 5134112 | 16 | 11/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sergio Francisco Rivera | 7240925 | 1 | 11/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amber Ann Chase | 7679152 | 1 | 11/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Taylor | 5317396 | 3 | 11/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Alan Christiani | 6910318 | 6 | 11/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |