Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hilary K Wynn | 5040400 | 2 | 02/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chad A Clark | 5350749 | 1 | 02/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesus Manuel Amador | 6823844 | 2 | 02/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George Christo-Baker | 7268540 | 3 | 02/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Hoffman | 4900510 | 4 | 02/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle L Hampton-Anderson | 5608680 | 1 | 02/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gwendolyn A Willey | 2642795 | 2 | 02/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandra Marie Sulik | 2210297 | 6 | 02/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Malik Mandel Moore | 6359730 | 4 | 02/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Malik Mandel Moore | 6359730 | 4 | 02/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |