Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Antonio Odish | 5956629 | 1 | 03/20/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gerardo Mancia | 5781744 | 1 | 02/11/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Han Tran | 5206873 | 1 | 01/03/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bruce Daniel Huggins | 1444889 | 6 | 09/23/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christie Green | 1866386 | 1 | 06/04/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Neuhoff Flanagan | 2782996 | 1 | 11/18/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Adam Jason Rosenfeld | 4310098 | 9 | 08/18/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Colby Russell Robbins | 5642432 | 1 | 03/09/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brandon Matthew Childs | 5220052 | 2 | 02/16/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brandon Matthew Childs | 5220052 | 2 | 02/16/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |