Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Franco G Fullana | 4248873 | 7 | 04/16/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jose Miguel Iguina Hernandez | 2936680 | 29 | 04/15/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carlos Gonzalez Abella | 3207913 | 23 | 04/05/2019 | Customer Dispute | Settled | $240,000.00 | $0.00 | See FINRA Report |
| Andres Lewowicz | 3142820 | 1 | 03/29/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Javier Estremera | 3139409 | 11 | 03/25/2019 | Customer Dispute | Settled | $146,250.00 | $0.00 | See FINRA Report |
| Jose Miguel Iguina Hernandez | 2936680 | 29 | 03/19/2019 | Customer Dispute | Settled | $572,078.00 | $0.00 | See FINRA Report |
| Todd Eric Dambrauskas | 4025318 | 3 | 03/18/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan Dean Hekman | 2499418 | 2 | 03/15/2019 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Alex Jose Gierbolini | 2894231 | 24 | 03/15/2019 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Marko Milosevic | 6636512 | 2 | 03/13/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |