Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sarah A Cammiso | 2388200 | 1 | 01/26/2001 | Customer Dispute | Closed-No Action | $34,029.00 | $0.00 | See FINRA Report |
| John William Boukamp | 1444222 | 8 | 01/25/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel R Ellison | 2320115 | 6 | 01/25/2001 | Customer Dispute | Settled | $10,861.00 | $0.00 | See FINRA Report |
| Edna Eidelberg | 1239560 | 1 | 01/23/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chris T Economou | 1358631 | 1 | 01/22/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Todd Wahl | 2116212 | 4 | 01/22/2001 | Customer Dispute | Settled | $360,000.00 | $0.00 | See FINRA Report |
| Brian D Massingale | 2058470 | 2 | 01/22/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Heather Peterson Weber | 2911524 | 10 | 01/19/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald Frederick Baker | 2459879 | 2 | 01/17/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Anthony Vilardo | 1653050 | 3 | 01/16/2001 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |