Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Norman Davies | 1092915 | 2 | 11/26/2001 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Robert S Collesano | 726442 | 2 | 11/26/2001 | Customer Dispute | Closed-No Action | $48,744.00 | $0.00 | See FINRA Report |
| Douglas Middleton Bailey | 1278643 | 2 | 11/21/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Craig M Huff | 1618864 | 1 | 11/21/2001 | Customer Dispute | Closed-No Action | $67,200.00 | $0.00 | See FINRA Report |
| Martin Troth Midgley | 1962747 | 2 | 11/21/2001 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Eyal Yaffe | 1937169 | 3 | 11/20/2001 | Customer Dispute | Settled | $475,000.00 | $0.00 | See FINRA Report |
| Damon Troy Scimemi | 2592828 | 2 | 11/20/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald A Hutson | 1391385 | 1 | 11/19/2001 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Joseph Robert Weston | 2951651 | 1 | 11/15/2001 | Customer Dispute | Award / Judgment | $50,000.00 | $1,500.00 | See FINRA Report |
| Dwayne Allan Ross | 1852884 | 4 | 11/14/2001 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |