Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd R Mann | 2498443 | 2 | 07/23/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Fernando Gandara | 2869767 | 3 | 07/22/2002 | Customer Dispute | Settled | $94,000.00 | $0.00 | See FINRA Report |
| Brian David Friedman | 1466014 | 1 | 07/22/2002 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Walter Charles Szturma | 1815834 | 4 | 07/22/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Jeffrey Neal | 1420444 | 4 | 07/19/2002 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Fareed Siddiq | 726409 | 1 | 07/19/2002 | Customer Dispute | Withdrawn | $50,036.00 | $0.00 | See FINRA Report |
| Gary Charles Cranford | 1363063 | 3 | 07/18/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Linda G Davila | 711842 | 3 | 07/18/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Joseph Stizza | 2956977 | 5 | 07/18/2002 | Customer Dispute | Settled | $99,679.50 | $0.00 | See FINRA Report |
| Edward Bujdos | 2625991 | 3 | 07/18/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |