Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott David Curtis | 1235245 | 4 | 08/30/2002 | Customer Dispute | Denied | $19,612.30 | $0.00 | See FINRA Report |
| Scott H Ammon | 1999703 | 2 | 08/28/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Middleton Bailey | 1278643 | 2 | 08/28/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Glenn Yarbrough | 1695281 | 3 | 08/28/2002 | Customer Dispute | Award / Judgment | $100,000.00 | $130,000.00 | See FINRA Report |
| David Joseph Cereghino | 2858380 | 1 | 08/26/2002 | Customer Dispute | Denied | $2,000,000.00 | $0.00 | See FINRA Report |
| Gregory Howard Singletary | 718580 | 3 | 08/21/2002 | Customer Dispute | Denied | $9,321.00 | $0.00 | See FINRA Report |
| Robert Jude Boschee | 3054748 | 1 | 08/21/2002 | Customer Dispute | Award / Judgment | $250,000.00 | $65,000.00 | See FINRA Report |
| John Patrick Cody | 49467 | 2 | 08/21/2002 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |
| Chris J Liparoto | 2354515 | 2 | 08/21/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Arthur Gingerich | 708003 | 3 | 08/20/2002 | Customer Dispute | Settled | $499,999.00 | $0.00 | See FINRA Report |