Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fataneh Geransar | 2337191 | 2 | 06/29/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jose Miguel Iguina Hernandez | 2936680 | 29 | 06/15/2020 | Customer Dispute | Settled | $101,000.00 | $0.00 | See FINRA Report |
| Kevin J Longo | 5832246 | 1 | 06/08/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Trent Walker Longnecker | 2344606 | 2 | 05/29/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Nicole R Holmes | 4585068 | 1 | 05/29/2020 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Michael Grady Turner | 4419620 | 1 | 05/27/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Aaron W Griswold | 5587792 | 1 | 05/22/2020 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Harold Bin Cho | 2202603 | 1 | 05/15/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| L Thorne James | 846353 | 2 | 05/14/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Susan Lyn Naylor | 3133455 | 1 | 05/11/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |