Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Allan Barcomb | 2463546 | 2 | 10/10/2002 | Customer Dispute | Settled | $179,706.00 | $0.00 | See FINRA Report |
| Mary M Mc Dougall | 1033553 | 4 | 10/10/2002 | Customer Dispute | Denied | $5,002.35 | $0.00 | See FINRA Report |
| Patrick William MacKey | 2191306 | 2 | 10/10/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daryn W Pingleton | 1520639 | 6 | 10/09/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Todd Watts | 2009984 | 5 | 10/08/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward Bujdos | 2625991 | 3 | 10/08/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Mark Stack | 2360844 | 1 | 10/04/2002 | Customer Dispute | Settled | $154,912.00 | $0.00 | See FINRA Report |
| Kristina Michelle Jensen | 1727541 | 2 | 10/04/2002 | Customer Dispute | Denied | $53,397.00 | $0.00 | See FINRA Report |
| Matthew Todd Yonally | 1423763 | 5 | 10/03/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Mark Jurkiewicz | 1965905 | 1 | 10/03/2002 | Customer Dispute | Settled | $51,608.20 | $0.00 | See FINRA Report |