Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| J B Willis | 1231795 | 9 | 09/18/2003 | Customer Dispute | Settled | $85,360.20 | $0.00 | See FINRA Report |
| Philip Earl Blevins | 1109393 | 2 | 09/17/2003 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Mark Ventresco | 2330018 | 1 | 09/05/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stuart Robert Schoenfeld | 3271911 | 1 | 09/04/2003 | Customer Dispute | Closed-No Action | $102,000.00 | $0.00 | See FINRA Report |
| Alan Jason Schoenfeld | 414711 | 1 | 09/04/2003 | Customer Dispute | Closed-No Action | $102,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Valdes | 1412990 | 14 | 08/28/2003 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Paul Ryan Vannatta | 2572070 | 3 | 08/28/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Francis Wojanowski | 2015500 | 2 | 08/25/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Francisco Javier Granados | 1861010 | 1 | 08/25/2003 | Customer Dispute | Settled | $5,800,000.00 | $0.00 | See FINRA Report |
| Jason Myerson Beckert | 2839206 | 3 | 08/23/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |